| Financial and Agricultural Division of JSE |
JSE |
BESA |
| Registered person (person employed by a member of the exchange who advises the public) |
*Registered Persons Examination (RPE):
Regulations Module
Introduction
Equity
Bonds
Derivatives
|
Registered person |
*Registered Persons Examination (RPE)
Regulations
Introduction
Equity
|
Registered person |
*Registered Persons Examination (RPE)
Regulations
Introduction
Bonds
Money Market
|
| Junior Dealer (person who may trade on its own account) |
Registered Persons Examination (RPE)(Above 5 modules) |
Stockbroker
(Person who may start up a member of exchange or be a director of exchange)
|
*Registered Persons Examination (RPE)
Regulations Module
Introduction
Equity
All JSE exams
Stockbrokers Exam
+ other requirements
|
|
|
| Senior Dealer (Person who may deal for clients) |
*Ordinary Certificate
(RPE a prerequisite) |
Dealer |
Dealers exam which includes SETS |
Dealer |
*Registered Persons Examination (RPE)
Regulations
Introduction
Bonds
Money Market
|
| Compliance Officer |
*Rules Exam |
Compliance officer |
JSE Compliance exam |
Compliance officer |
*Registered Persons Examination (RPE)
Regulations
Introduction
Bonds
Money Market |
| Dealer in the Agricultural markets |
*Agricultural Division Exam |
|
|
|